Click on "Events Calendar" above for 2017 meeting dates.
Click Here for 2017 Lunch/Program Sign Up -- checks only....no credit card accepted.
Speaker: GARY L. TIDWELL, Sr. Advisor -- International Organization
of Securities Commissions
Mr. Tidwell earned his LL.M from NY University School of Law, earned his JD from University of Arkansas School of of Law & his BA in administrative managment from University of Arkansas. He's well published and have done many presentations. He's currently program director for IOSCO & conducts education & training needs analysis for IOSCO's global membership. He was with FINRA for 10 years & 12 years with NASD. He hails from New York City.
Topic: Litigated Cases in Financial Services
This presentation examines several recently litigated cases involving those in the financial services industry. After providing critical facts about each case, all derived from court documents, the presentation focuses on lessons learned and the direct application of these teaching points to financial services professionals. Actual court documents and documents submitted into evidence are examined to illustrate and to “drive home” all critical points. Selected video segments are used to illustrate points and to hopefully make this both a memorable and an enjoyable professional experience for all attendees.
Accepted for -1- CFP® CE credit (#236210) and -1- CPE Credit
11:30 am Buffet Lunch & Announcements
12:10 to 1:10 pm -- Program
Cost: $40 for FPA Members (who is not an annual lunch participant)
$45 for Guests (not FPA member &/or not an annual lunch/program participant)
Make check payable to FPA of Hawaii -- no credit card accepted.
Mail to: FPA of Hawaii 516 Kawaihae St #E Honolulu, HI 96825
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